Ladenburg Thalmann Asset Management (LTAM)
LADENBURG THALMANN ASSET MANAGEMENT ("LTAM")
is an SEC Registered Investment Advisory firm, established in 1982, and has over $2 billion in assets under management.
Our dedicated staff of professionals has over 100 years of investment management experience, specializing in market
analysis, due diligence, fund selection and asset allocation and diversification strategies. Whether for individuals,
families, foundations, endowments, retirement plans or profit sharing plans, we deliver personalized strategies and a full
range of investment solutions.
LTAM focuses on providing personal and professional investment solutions that address your financial needs over both the
long and short term. The underlying foundation of our investment philosophy is the construction of a globally diversified
portfolio based on strategic asset allocation. Strategic asset allocation is a strategy that divides up a portfolio among major
asset classes (equities, bonds, cash equivalents, and alternative investment vehicles) in proportions that are consistent with
an investor's long-term financial goals and objectives, establishing a "base policy mix". This mix of assets is based on
expected rates of return and risk for each asset class. LTAM constructs and maintains core asset allocations through the use
of both fundamental and quantitative data. When determining an asset allocation, the last ten years of data history is
reviewed, with the mindset that the last decade is more relevant to the anticipated decade as opposed to using the entire
history of the market. Although the mix between equities and fixed income, broadly defined, is typically the most important
asset allocation decision, proper diversification requires that a portfolio be allocated among several distinct asset classes
including alternative investments.
Portfolios are structured and designed for long-term investing, with low expense ratios, but they are not static. LTAM
uses a top-down approach, considering a macro view of the economy and the markets, as well as a careful analysis of
investment fundamentals. This means that strategic allocations are continuously assessed and adjusted when
Steps are taken to adjust portfolios, recognizing that it is important to be proactive, without compromising
the integrity of the underlying strategy of a given model. Portfolio changes are implemented where we can either
reduce the risk in the portfolio or potentially add a higher rate of return, given a certain level of risk.
The Ladenburg Funds (“the Funds or Funds”) are subject to a number of risks and are not suitable for all investors. Investors should carefully consider the
investment objectives, risks, charges, expenses of a fund before investing. The Funds offer three share classes which are subject to different fees and
expenses, which will affect their performance. The Funds’ prospectus and its summary prospectus contain this and other information and related
performance about each of the funds. Please read the prospectus and summary prospectus carefully before you invest or send money. Please review the
Investment Risk Disclosure for important information about risks associate with the Funds. Diversification does not guarantee investment returns and
does not eliminate the risk of loss. Share price and investment return will fluctuate such that an investor’s shares may be worth more or less than their
original cost upon redemption. There may be additional risks that the Funds do not currently foresee or consider material. Shares of mutual funds are not
deposits or obligations of any bank, are not guaranteed by any bank, are not insured by the FDIC or any agency, and involve investment risks, including
the possible loss of the principal amount invested. You may wish to consult with your legal or tax advisors, before deciding whether to invest in the Fund.
LTAM, who is the Adviser to the Funds, is also responsible for managing separate accounts for clients in the Ladenburg Asset Management Program
(“LAMP”), some of which have been invested using the same strategies as each of the Funds discussed. The Funds employ the same features of the
corresponding separate account principal investment strategy. Each Fund will have substantially the same investment objective, policies and strategies as
its corresponding separate account strategy. Funds’ fees may be more or less than the fees and expenses associated with the separate accounts managed
by LTAM in LAMP. The Fund’s results will differ from that of the separate accounts in LAMP managed in a similar strategy because of differences in future
behavior of the various investment markets, brokerage commissions, account expenses, the size of positions taken in relation to account size and
diversification of securities, and the timing of purchases and sales, among other things. In addition, the separate accounts are not subject to certain
investment limitations and other restriction imposed by the 1940 Investment Company Act and the Internal Revenue Code.
Products and services on this web site should not be considered a solicitation to buy or an offer to sell shares of any investment in any jurisdiction where the offer or solicitation would be unlawful under securities laws of such jurisdiction. U.S. investors are advised that the Ladenburg Funds described on this website may not be available for sale in all states. Non-U.S. residents are prohibited from any such offer. Please consult the restrictions relating to the product or service in question within the fund prospectus for further information. Activities with respect to Distributor Services, Securities and Brokerage are conducted through Ladenburg Thalmann & Co., Inc, (“LTCO”) a member of the NYSE, NYSE_MKT and other principal exchanges. Member of FINRA
. Ladenburg Thalmann Asset Management, Inc. is a SEC Registered Investment Adviser under the Investment Advisers Act of 1940 (“Advisers Act”), both financial entities are wholly owned subsidiary of our parent company “Ladenburg Thalmann Financial Services, Inc.". Ladenburg Thalmann Financial Services, Inc. is listed on the NYSE_MKT under the symbol LTS. www.ladenburg.com
Copyright © 2015, Ladenburg Thalmann & Co., Inc. and Ladenburg Thalmann Asset Management, Inc. All rights reserved.